Search for: "Ethan Frank" Results 1 - 20 of 79
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5 Jan 2011, 5:00 am by Doug Cornelius
Dodd-Frank imposed a heavy rule-making agenda on the SEC. [read post]
24 Jan 2017, 3:29 am by Walter Olson
” [Ilya Shapiro and Frank Garrison on Cato certiorari petition in Jarvis v. [read post]
Lewkow, Alan Beller, Mitchell Lowenthal, Janet Fisher, Arthur Kohn, David Leinwand, and Ethan Klingsberg. [read post]
15 Sep 2017, 6:10 am
Posted by William Magnuson, Texas A&M Law School, on Wednesday, September 13, 2017 Tags: Algorithmic trading, Banks, Bitcoin, Crowdfunding, Dodd-Frank Act, Financial crisis, Financial institutions, Financial regulation, Financial reporting, Financial technology, Innovation, International governance, Market efficiency, Moral hazard, SIFIs, Systemic risk OCC Stakes Out a Lead Role in Establishing New… [read post]
27 Jan 2023, 6:30 am
Bonnett, Wachtell, Lipton, Rosen & Katz, on Friday, January 20, 2023 Tags: Clawbacks, Dodd-Frank Wall Street Reform, Human capital, ISS, Proxy advisors, SEC Get boardroom ready: five ways to improve executive interactions with the board Posted by Maria Castañón Moats, Paul DeNicola, Catie Hall, PricewaterhouseCoopers LLP, on Saturday, January 21, 2023 Tags: Board meetings, Board of Directors, Cybersecurity, Esg governance, Executives, Management Amendments to Rule… [read post]
27 Jan 2023, 6:30 am
Bonnett, Wachtell, Lipton, Rosen & Katz, on Friday, January 20, 2023 Tags: Clawbacks, Dodd-Frank Wall Street Reform, Human capital, ISS, Proxy advisors, SEC Get boardroom ready: five ways to improve executive interactions with the board Posted by Maria Castañón Moats, Paul DeNicola, Catie Hall, PricewaterhouseCoopers LLP, on Saturday, January 21, 2023 Tags: Board meetings, Board of Directors, Cybersecurity, Esg governance, Executives, Management Amendments to Rule… [read post]
26 Jan 2018, 6:32 am
The Significance for Boards and Managements of the JANA/CalSTRs Letter to Apple Posted by Ethan A. [read post]
28 Dec 2012, 4:37 am by Broc Romanek
Escheatment: SEC Approves New Rules Regarding Lost Holders of Securities As noted in this "Dodd-Frank Blog" by Ethan Mark of Leonard Street, the SEC has adopted rules applying the same type of escheatment procedures to brokers as it does to transfer agents [read post]
18 Nov 2011, 3:31 am by Broc Romanek
Dodd-Frank: GAO Report Urges More Agency Coordination In the "Dodd-Frank Blog," Ethan Mark notes a new GAO report analyzing how the federal regulators are coordinating their rulemaking, etc. [read post]
7 Apr 2017, 6:00 am
Elson, University of Delaware, on Friday, March 31, 2017 Tags: Delaware articles, Delaware law, DGCL, Dodd-Frank Act, Incorporations, Jurisdiction, Sarbanes–Oxley Act, Securities regulation, State law, U.S. federal courts As the U.S. [read post]
9 Oct 2023, 9:01 pm by Vikram David Amar and Ethan Yan
” This provision was invoked in 2013 by then-Governor (Republican) Chris Christie, who called an October 2013 special election to fill Senator Frank Lautenberg’s seat, as opposed to waiting to fill the seat via the November 2013 general election. [read post]
24 Jun 2008, 12:27 am
Frank Angel of Angel Law in Santa Monica will receive $64,530 for Habitat for Hollywood Beach's successful lawsuit against the California Coastal Commission. [read post]